The Intelligent Compliance Platform

Compliance onboarding
that thinks, adapts,
and delivers.

CompliantID replaces rigid forms and manual processes with a conversational AI that interviews your clients, understands their answers, reads their documents, and builds a complete compliance file — automatically. Every time. Built for regulated firms across financial services, with deep expertise in digital assets and virtual asset service providers.

compliantid.com · secure session · AES-256
Ax
Hello, I'm Alex. I'll guide you through your onboarding — it usually takes around 30 minutes. Let's start with your business. Can you tell me what your company does?
Alex · adaptive interview · active
CL
We're a Cayman-incorporated fund manager investing in digital assets.
Ax
Thank you. Are you regulated in your home jurisdiction, and if so by which authority?
CL
We hold a CIMA licence in the Cayman Islands.
Ax
Understood. I'll need to understand your regulatory status as part of your risk assessment — a CIMA-regulated entity is a positive indicator. Now, can you confirm the identity of your ultimate beneficial owners?
Alex · Client regulatory status noted · Risk pre-assessment running · UBO check initiated
~30min
Avg. onboarding time
100%
Audit trail generated
Any
Regulatory regime
Conversational AI Interview
Adaptive Question Flow
Real-Time Document Analysis
Identity & Biometric Verification
Blockchain Wallet Screening
Travel Rule Compliance
Source of Wealth Interviews
Risk Classification Engine
MLRO Review Dashboard
External Reviewer Portal
SAR Workflow Management
Automated Comms & Reminders
Full Audit Trail
Any Regulatory Regime
Digital Assets & VASPs
Traditional Financial Services
Fund Managers & Family Offices
Conversational AI Interview
Adaptive Question Flow
Real-Time Document Analysis
Identity & Biometric Verification
Blockchain Wallet Screening
Travel Rule Compliance
Source of Wealth Interviews
Risk Classification Engine
MLRO Review Dashboard
External Reviewer Portal
SAR Workflow Management
Automated Comms & Reminders
Full Audit Trail
Any Regulatory Regime
Digital Assets & VASPs
Traditional Financial Services
Fund Managers & Family Offices
What Makes It Different

Not a form.
Not a portal.
A conversation.

Every other compliance onboarding tool gives clients a form to fill in. CompliantID gives them a conversation — one that listens, understands context, asks the right follow-up questions, and explains anything the client doesn't understand.

The result: clients complete onboarding faster, with fewer drop-outs, and compliance teams receive accurate, complete files — first time.

Traditional approach
Static forms with no guidance
Clients abandon halfway through
Wrong or missing information returned
Manual document review by staff
Compliance team chases outstanding items
Inconsistent risk assessment
Fragmented audit trail
Hard-coded for one regulatory regime
CompliantID
Adaptive AI conversation with help on demand
Higher completion — clients feel guided
AI validates and clarifies in real time
Every document read, summarised and flagged
Automated reminders, zero manual chasing
Consistent, documented risk classification
Complete, immutable, regulator-ready audit trail
Configurable for any AML policy or regulator
The Journey

From first contact
to approved client
in one flow.

CompliantID manages the entire onboarding lifecycle — from the moment you send an invitation through to final approval, external sign-off, and the start of the ongoing monitoring cycle. Nothing falls through the gaps.

01

Invitation & Pre-Population

Your team sends a branded, tokenised invitation link. CompliantID pre-researches the client — pulling company information, regulatory status, and jurisdiction details — so Alex arrives at the conversation already informed.

Automated emailWeb researchSession creation
02

Alex — Conversational Interview

Alex conducts a structured but natural conversation — adapting its question set based on client type, jurisdiction, and regulatory regime. It explains unfamiliar terms, answers client questions, and validates answers in real time. Documents are uploaded and analysed on the spot.

Adaptive flowDocument analysisRisk pre-assessment
03

Verification & Screening

Identity verification, sanctions and PEP screening, blockchain wallet risk scoring, and Travel Rule classification all run automatically — triggered by what the client discloses during the interview. Source of wealth interviews are issued to qualifying individuals as a separate confidential session.

ID verificationSanctions screeningWallet screeningSOW interview
04

MLRO Review & Approval

A complete compliance report lands in the MLRO dashboard — including AI risk assessment, document summaries with red flag highlights, screening results, and a structured sign-off checklist. The MLRO approves, requests further information, or declines — with every decision logged.

AI reportMLRO dashboardDecision logging
05

External Sign-Off

Approved clients can be routed to an external compliance reviewer via a secure, read-only portal — with the complete file, screening results, document analysis, and MLRO recommendation presented in a structured review interface. Reviewers approve or decline with formal sign-off.

External portalTokenised accessFormal sign-off
06

Ongoing Monitoring & Review

CompliantID doesn't stop at approval. It tracks review due dates based on risk tier, triggers event-driven reviews on material changes, re-runs screening at each review, and maintains a complete, searchable case history across the entire client lifecycle.

Periodic reviewEvent triggersRe-screeningSAR workflow
Meet Alex — The Intelligence Behind CompliantID

Trained on compliance.
Built to adapt.
Meet Alex.

Alex isn't a generic chatbot pointed at a compliance form. Alex is a purpose-built compliance intelligence layer — trained on AML frameworks, regulatory requirements, and the patterns of high-risk client behaviour. Every firm gets Alex configured to their own regulatory environment and AML policy.

Understands context, not just answers

Alex reads tone, identifies inconsistencies between answers, and flags when a client's explanation doesn't add up — before the compliance team ever sees the file.

Reads every document in full

Every uploaded document is analysed in real time — extracting key data, cross-referencing against stated facts, and generating a structured summary with flags for the compliance officer.

Adapts the interview dynamically

If a client discloses a PEP connection, complex structure, or high-risk jurisdiction mid-conversation, the question set adapts instantly — gathering the additional information the situation demands.

Answers the client's questions

When a client doesn't understand what "beneficial owner" means or why you need source of wealth information, the AI explains it — reducing drop-outs and improving data quality.

Regulatory Framework Adaptor
VQF / FINMA — Switzerland Live
FCA — United Kingdom Live
GFSC — Gibraltar Live
MiCA / AMLD6 — EU Live
VARA — UAE / Dubai Live
MAS — Singapore Live
Your AML Policy Live
CompliantID is live across all major regulatory regimes. Bring us your compliance framework and we will configure the platform to it — typically within days.
Built For Everyone In The Process

Better for the client.
Better for compliance.
Better for the firm.

CompliantID was designed by people who have sat in all three seats — commercial, operational, and compliance. Every feature serves all three simultaneously.

The Client

"I actually understood what they were asking."

Onboarding is one of the first real experiences a client has with your firm. CompliantID makes it feel professional, guided, and respectful of their time.

  • Conversational — not bureaucratic
  • Plain-language explanations when needed
  • Complete in 30 minutes, not days
  • Available any time, any device
  • Secure document upload in the chat
  • Automated confirmation and updates
The Compliance Officer

"The file was complete before I opened it."

Every case arrives pre-analysed. Documents are read. Risks are flagged. Alex has done the work — you review, judge, and decide.

  • Alex-generated risk assessment with rationale
  • Every document summarised and flagged
  • Screening results built into the report
  • Structured sign-off checklist
  • Full case notes and audit trail
  • Nothing missing — first time
The Firm

"We onboard in days, not weeks."

Faster onboarding means faster revenue. Lower drop-outs mean fewer lost opportunities. A complete audit trail means no regulatory exposure.

  • Dramatically reduced time to revenue
  • Lower compliance staffing overhead
  • Fewer client drop-outs during onboarding
  • Regulator-ready documentation always available
  • Scales with client volume — no bottleneck
  • Configurable to any jurisdiction you operate in
Full Capabilities

Everything, in
one connected
platform.

No more stitching together five different tools. CompliantID brings the entire compliance onboarding and monitoring lifecycle into a single, integrated platform — with every component talking to every other.

Alex — Conversational Onboarding

Alex conducts a natural language interview that adapts in real time — collecting KYC/KYB data, validating answers, and explaining requirements in plain language.

MLRO Review Dashboard

A purpose-built interface for your compliance officer — AI-prepared case files, structured checklists, one-click verification tools, and complete case management.

Document Intelligence

Every uploaded document is read in full by the AI — extracting key data, verifying against stated facts, generating summaries, and flagging discrepancies.

Identity Verification

Biometric ID checks, liveness verification, PEP screening, and sanctions screening for directors, UBOs, and authorised signatories — integrated into the onboarding flow.

Blockchain Wallet Screening

Risk scoring for every wallet address — with Travel Rule classification, exchange ownership verification, and private wallet ownership testing built in.

Source of Wealth Interviews

Separate, confidential Alex-conducted sessions for qualifying UBOs — collecting career history, wealth narrative, and supporting evidence with sensitivity and precision.

Risk Classification Engine

Systematic, documented risk scoring across client type, jurisdiction, ownership structure, source of funds, and screening results — consistent every time.

SAR Workflow

Structured suspicious activity reporting — with escalation triggers, case documentation, submission tracking, and tipping-off controls built in.

External Reviewer Portal

Secure, tokenised access for external compliance reviewers — presenting the complete file in a structured review interface with formal sign-off workflow.

Automated Communications

Every touchpoint handled — invitation emails, document requests, verification links, submission confirmations, approval notifications, and review reminders. Zero manual chasing.

Periodic Review & Monitoring

Automated review scheduling based on risk tier, event-driven review triggers, re-screening at each cycle, and a full history of every client interaction.

Annual AML Risk Analysis

Firm-wide annual risk assessment generated from live data — client volumes, risk distributions, SAR activity, screening results — with MLRO narrative and sign-off.

Audit & Compliance Trail

Every decision.
Every document.
Every moment.

CompliantID doesn't just process compliance — it records it. Every action, every AI assessment, every MLRO decision, and every client interaction is logged, timestamped, and stored in an immutable audit trail ready for regulatory inspection.

01

Complete case history from first contact

Every message, document, and decision logged from the moment the invitation is sent. Nothing is retroactive — everything is real-time.

02

AI assessments preserved alongside human decisions

Where the MLRO overrides an AI recommendation, both the AI assessment and the human rationale are recorded — showing the full decision-making process.

03

Regulator-ready in minutes, not days

If a regulator requests the file, every piece of evidence, every decision, and every communication can be exported immediately — fully formatted and referenced.

Case Audit Trail · Acme Capital AG Live
09:14
Invitation sent
Tokenised link generated · Email delivered · Session created
09:31
Client interview commenced
AI identified dual-entity structure · VQF framework applied
09:44
3 documents uploaded and analysed
Certificate of Incorporation: satisfactory · Register of Members: 1 flag · Management accounts: satisfactory
09:51
Interview submitted · Risk: Medium
AI assigned Medium risk · Rationale documented · MLRO alerted
10:03
Identity verification sent × 3
2 directors + 1 UBO · Biometric check initiated
11:22
All ID checks passed
No PEP matches · No sanctions hits · Adverse media: clear
14:05
MLRO approved · Submitted to external review
Risk: Medium confirmed · Rationale saved · Jaybee portal link sent
Next day
External reviewer approved
Client activated · Welcome email sent · Review date set: 12 months
Security & Data Privacy

Built for firms where
data protection
is non-negotiable.

CompliantID handles sensitive personal and financial data on behalf of regulated firms. Security and privacy are not features — they are the foundation on which the platform is built.

End-to-end encryption

All data is encrypted in transit and at rest using AES-256. Every session is tokenised and isolated. No data is ever shared between clients.

Data residency — EEA only

All client data is stored exclusively within the European Economic Area. No data is transferred to third-country servers without explicit consent and appropriate safeguards.

10-year retention compliance

Retention periods are configured to meet Art. 7 AMLA and equivalent requirements. Records are immutable, date-stamped, and available for regulatory inspection at any time.

Role-based access controls

Granular permissions ensure that compliance staff, MLROs, and external reviewers see only what they are authorised to see. SAR records are restricted to the MLRO role only.

GDPR compliant by design

Data minimisation, purpose limitation, and subject access rights are built into the platform architecture — not added on. Privacy impact assessments are available on request.

Your data. Your instance.

Each firm operates within its own isolated data environment. CompliantID holds no proprietary rights over client data. Your data is yours — exportable at any time.

Get in Touch

See what intelligent
compliance looks like.

✓   Request received. We'll be in touch within one business day.

No commitment required. We will arrange a personal demonstration tailored to your regulatory environment and compliance framework.